B-Compliant Podcast
B-Compliant Podcast

B-Compliant Podcast

Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.

Episodes (55)

Operational Resilience After the Deadline

Operational Resilience After the Deadline

FCA Consultations: Advice Reform, Fees, Incidents and Targeted Support

FCA Consultations: Advice Reform, Fees, Incidents and Targeted Support

Complaints, Harm and Reporting: A Busy FCA Week

Complaints, Harm and Reporting: A Busy FCA Week

FCA Priorities, Consumer Understanding and the Thin Grey Line

FCA Priorities, Consumer Understanding and the Thin Grey Line

Regulatory Round-Up: FCA Priorities, Targeted Support and the Rising Role of Inheritance Tax

Regulatory Round-Up: FCA Priorities, Targeted Support and the Rising Role of Inheritance Tax

Raising Standards, Regulatory Priorities and SDR: What the FCA’s Latest Moves Mean for You

Raising Standards, Regulatory Priorities and SDR: What the FCA’s Latest Moves Mean for You

Regulation on the Move: Consumer Duty, AR Reform and Staying Scam-Savvy

Regulation on the Move: Consumer Duty, AR Reform and Staying Scam-Savvy

From FCA Applications to Education Champions: A Week in Compliance

From FCA Applications to Education Champions: A Week in Compliance

Regulatory Round-Up: Innovation, Fair Value and Recent FCA Actions

Regulatory Round-Up: Innovation, Fair Value and Recent FCA Actions

Inside FCA's Latest Moves on Protection and Compliance

Inside FCA's Latest Moves on Protection and Compliance

Navigating FCA Updates and AI Risks

Navigating FCA Updates and AI Risks

Navigating Consumer Duty and New Financial Changes

Navigating Consumer Duty and New Financial Changes

Navigating New Pension Rules and FCA Updates

Navigating New Pension Rules and FCA Updates

FCA, AEOI, and Compliance Updates for 2025

FCA, AEOI, and Compliance Updates for 2025

Regulatory Reforms and Innovations

Regulatory Reforms and Innovations

FCA's 2026 Compliance Shake-Up

FCA's 2026 Compliance Shake-Up

Fee Changes, Data Quality, and Insider Dealing Cases

Fee Changes, Data Quality, and Insider Dealing Cases

FCA Updates, Deposit Protection, and AI in Financial Services

FCA Updates, Deposit Protection, and AI in Financial Services

Modernising Risk Assessment and Mortgage Markets

Modernising Risk Assessment and Mortgage Markets

Budget Predictions, Advice Risks, and Financial Inclusion

Budget Predictions, Advice Risks, and Financial Inclusion

FCA Insights: Sector Consolidation, Data Protection, and ESG Regulation

FCA Insights: Sector Consolidation, Data Protection, and ESG Regulation

Spotlight on Client Categorisation, AML Weaknesses, and Sector Resilience

Spotlight on Client Categorisation, AML Weaknesses, and Sector Resilience

Capital Rules, Tokenisation, and Staying Secure

Capital Rules, Tokenisation, and Staying Secure

Regulatory Shifts in Financial Services

Regulatory Shifts in Financial Services

FCA Consumer Duty, Cyber Threats, and Key Regulatory Updates

FCA Consumer Duty, Cyber Threats, and Key Regulatory Updates

FCA Targeted Support and Compliance Updates

FCA Targeted Support and Compliance Updates

FCA’s New Focus: Protection, Penalties, and Persistent Problems

FCA’s New Focus: Protection, Penalties, and Persistent Problems

Navigating FCA Website Changes and Consultation Updates

Navigating FCA Website Changes and Consultation Updates

Advising the Affluent, Safeguarding the Vulnerable

Advising the Affluent, Safeguarding the Vulnerable

Major FCA Compliance Updates and What Firms Need to Watch

Major FCA Compliance Updates and What Firms Need to Watch

Quality Over Quantity in Compliance Updates

Quality Over Quantity in Compliance Updates

Beyond the Review: Lessons from Pension Transfers, Fees, and Whistleblowing

Beyond the Review: Lessons from Pension Transfers, Fees, and Whistleblowing

FCA Redress, Recordkeeping, and Crypto: Regulatory Shifts in Focus

FCA Redress, Recordkeeping, and Crypto: Regulatory Shifts in Focus

Digital Journeys, Data Quality, and Honesty in Compliance

Digital Journeys, Data Quality, and Honesty in Compliance

Navigating the New Rules: Pensions, Mortgages, and Data Sharing

Navigating the New Rules: Pensions, Mortgages, and Data Sharing

SM&CR Reforms, Redress Overhaul, and AML Fines

SM&CR Reforms, Redress Overhaul, and AML Fines

PEPs, Mortgages, and Modernisation

PEPs, Mortgages, and Modernisation

Bridging the Advice Gap

Bridging the Advice Gap

Mortgage Rules in Transition

Mortgage Rules in Transition

Cracking Down on Crime and Compliance

Cracking Down on Crime and Compliance

Retirement Income Advice Shifts and FCA Innovations

Retirement Income Advice Shifts and FCA Innovations

Data-Led Supervision, Scam Threats & Finfluencer Fallout

Data-Led Supervision, Scam Threats & Finfluencer Fallout

Crypto, Compliance & the Changing Pensions Landscape

Crypto, Compliance & the Changing Pensions Landscape

Regulatory Shake-Ups and What They Mean for You

Regulatory Shake-Ups and What They Mean for You

Navigating FCA's New Landscape

Navigating FCA's New Landscape

Navigating Compliance for Smaller Firms

Navigating Compliance for Smaller Firms

AI Live Testing: Innovation in UK Financial Services

AI Live Testing: Innovation in UK Financial Services

FCA Simplifies Rules and Enhances Compliance Tools

FCA Simplifies Rules and Enhances Compliance Tools

FCA Updates: Simplification, Consumer Impact, and Enforcement Trends

FCA Updates: Simplification, Consumer Impact, and Enforcement Trends

FCA's Vision for 2025

FCA's Vision for 2025

Children's Data Protection, Changes to FSCS and Addressing Market Volatility

Children's Data Protection, Changes to FSCS and Addressing Market Volatility

UK Financial Reforms and Regulatory Updates 2025-2030

UK Financial Reforms and Regulatory Updates 2025-2030

FCA Compliance Insights and Governance Trends

FCA Compliance Insights and Governance Trends

FCA Approvals, Liquidity Risks, and Policy Shifts

FCA Approvals, Liquidity Risks, and Policy Shifts

Welcome to the B-Compliant AI Podcast

Welcome to the B-Compliant AI Podcast